Michael A. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Addison Wood was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 4 firms and has passed the SIE, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2005 - April 12, 2017
ON INVESTMENT MANAGEMENT CO
June 30, 2004 - March 1, 2024
THE O.N. EQUITY SALES COMPANY
April 15, 2002 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
January 27, 1992 - October 31, 2001
VOYA FINANCIAL ADVISORS, INC.
July 31, 1987 - January 24, 1992
THE O.N. EQUITY SALES COMPANY
August 23, 1984 - July 31, 1987
FLORIDA DIVERSIFIED SECURITIES, INC.
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
