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LZ

Lawrence S. Zedwick

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CRD#: 1300282
LZ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lawrence Silas Zedwick, who also goes by Larry Zedwick, was a registered financial professional .

Lawrence is a previously registered financial professional and started their career in finance in 1984. Lawrence had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Larry Zedwick

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 3, 2006 - December 31, 2010

SENIOR CAPITAL SERVICES, LLC

RIA
CRD#: 136582
EUGENE, OR
Past

July 6, 2004 - April 10, 2013

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
EUGENE, OR
Past

April 8, 2004 - April 10, 2013

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
EUGENE, OR
Past

May 9, 1995 - April 15, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 6, 1991 - April 13, 1995

U.S. BANCORP SECURITIES

BD
CRD#: 17439
PORTLAND, OR
Past

September 20, 1984 - December 31, 1989

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 8/28/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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