Pedro F. Gonzalez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pedro Felipe Gonzalez, who also goes by Peter Felipe Gonzalez, was a registered financial professional .
Pedro is a previously registered financial professional and started their career in finance in 1984. Pedro had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2003 - May 2, 2011
MILKIE/FERGUSON INVESTMENTS, INC.
March 26, 2001 - April 25, 2003
HILLTOP SECURITIES INC.
July 7, 1998 - April 26, 2001
WELLS FARGO CLEARING SERVICES, LLC
July 16, 1997 - June 26, 1998
RD CAPITAL GROUP, INC.
January 8, 1986 - June 30, 1997
PRUDENTIAL EQUITY GROUP, LLC
September 26, 1984 - January 9, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MILKIE/FERGUSON INVESTMENTS, INC.
CRD#: 17606 / SEC#: , 8-36226
Contact information
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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