Patricia P. Houlihan

HOULIHAN FINANCIAL RESOURCE GROUP, LTD.

Ashburn, VA 20147

Some features on this profile are disabled

CRD#: 1300173

Professional summary

Patricia Powell Houlihan, CFP®, who also goes by Patricia H Edwards, Patricia P Schupp, is a registered financial advisor currently at HOULIHAN FINANCIAL RESOURCE GROUP, LTD. located in Ashburn, Virginia.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Patricia has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patricia H Edwards | Patricia P Schupp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Powell Houlihan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

May 29, 2002 - Present

HOULIHAN FINANCIAL RESOURCE GROUP, LTD.

Office #1: 20405 Exchange Street Suite 371, Ashburn, VA 20147

RIA

CRD#: 116670

Ashburn, VA

Past

November 19, 1989 - December 21, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 25, 1984 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOULIHAN FINANCIAL RESOURCE GROUP, LTD.

CRD#: 116670 / SEC#: 801-61192

RIA

Registered Investment Advisory firm - (5/22/2002 Approved)

Maryland

Registered Investment Advisory firm - (6/12/2002 Terminated)

Virginia

Registered Investment Advisory firm - (10/31/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(5/29/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/25/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/17/1999

General Securities Principal Examination

Current Firm

HOULIHAN FINANCIAL RESOURCE GROUP, LTD.

CRD#: 116670 / SEC#: 801-61192

RIA

Registered Investment Advisory firm - (5/22/2002 Approved)

Maryland

Registered Investment Advisory firm - (6/12/2002 Terminated)

Virginia

Registered Investment Advisory firm - (10/31/2003 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

20405 Exchange Street Suite 371, Ashburn, VA 20147

Mailing Address

Phone number

(703) 796-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20250326 HFRG ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	562
AUM (Assets Under Management)	$ 324,482,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patricia P. Houlihan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Powell Houlihan's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

HOULIHAN FINANCIAL RESOURCE GROUP, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/1991

Series 63

Date: 10/25/1984

Series 7

Date: 9/15/1984

Series 24

Date: 7/17/1999

Current Firm

HOULIHAN FINANCIAL RESOURCE GROUP, LTD.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOULIHAN FINANCIAL RESOURCE GROUP, LTD.

TRUST BUT VERIFY

Similar Advisors