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LD

Lynn S. Dautrich

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CRD#: 1300137
LD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lynn Stewart Dautrich was a registered financial professional .

Lynn is a previously registered financial professional and started their career in finance in 1984. Lynn had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 18, 1992 - January 2, 2015

DAUTRICH, SEILER FINANCIAL SERVICES, INC.

BD
CRD#: 29421
NAZARETH, PA
Past

July 31, 1989 - March 17, 1992

EASTBROKERS NORTH AMERICA, INC.

BD
CRD#: 10673
NEW YORK, NY
Past

June 17, 1988 - August 11, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

October 29, 1984 - June 29, 1988

CONSOLIDATED INVESTMENT SERVICES, INC.

BD
CRD#: 7929

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/19/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


DS
DAUTRICH, SEILER FINANCIAL SERVICES, INC.
DAUTRICH, SEILER FINANCIAL SERVICES, INC.

CRD#: 29421 / SEC#: , 8-44319

BD
Terminated by SEC on 12/29/2014
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Contact information


Main Address
Mailing Address
Phone number
Established
Pennsylvania since 07/19/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
DAUTRICH, LYNN STEWARTPRESIDENT/CHIEF COMPLIANCE OFFICER1300137
NEELY, KIMBERLY BETHFINOP2045019

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DAUTRICH, SEILER FINANCIAL SERVICES, INC.

CRD#: 29421

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