Charles W. Berry
Professional summary
Charles Wayne Berry was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Charles had worked at 5 firms, which includes JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC., LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 17, 1996 - December 18, 2000
SIGNATOR INVESTORS, INC.
January 17, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 17, 1991 - June 19, 1996
PRUCO SECURITIES, LLC.
September 14, 1984 - January 11, 1991
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
CRD#: 5181 / SEC#: , 8-15661
Contact information
Documents
Red Flags
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