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EM

Eric L. Madson

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CRD#: 1300032
EM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Lee Madson, who also goes by Eric L Madson, was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 1984. Eric had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric L Madson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THIS INDIVIDUAL IS DUALLY REGISTERED WITH UNAFFILIATED BROKER/DEALER AND RIA FIRMS. SOME ACTIVITY LISTED IS CONSIDERED OUTSIDE BUSINESS ACTIVITY FOR BROKER/DEALER PURPOSES ONLY, AND SOME ACTIVITY LISTED IS CONSIDERED OUTSIDE BUSINESS ACTIVITY FOR RIA FIRM PURPOSES ONLY. 1)BUSINESS NAME-MIDWEST PROFESSIONAL PLANNERS, LTD., INVESTMENT-RELATED, DULUTH, MN, NATURE OF BUSINESS-RIA, POSITION-INVESTMENT ADVISOR REPRESENTATIVE, SHAREHOLDER AND DIRECTOR, START-04/2000, 92 HRS/MO, DUTIES-FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES. 2)BUSINESS NAME-APW CAPITAL, INC., INVESTMENT-RELATED, DULUTH, MN, NATURE OF BUSINESS-BROKER/DEALER, POSITION-REGISTERED REPRESENTATIVE, START-06/2011, 28 HRS/MO, DUTIES-VARIABLE PRODUCT SALES. 3)BUSINESS NAME-CRUMP LIFE INSURANCE SERVICES, INVESTMENT-RELATED, DULUTH, MN, NATURE OF BUSINESS-INSURANCE WHOLESALER, POSITION-INSURANCE WHOLESALER, START-06/2011, 28 HRS/MO, DUTIES-SELL INSURANCE. 4)MPPL FINANCIAL, INVESTMENT-RELATED, WAUSAU, WI, NATURE OF BUSINESS-GENERAL PARTNERSHIP PROMOTING FINANCIAL SERVICES PROVIDED BY MIDWEST PROFESSIONAL PLANNERS, LTD., APW CAPITAL, INC. AND CRUMP LIFE INSURANCE SERVICES, POSITION: PARTNER, START- 01/2013, 4 HRS/MO, DUTIES-CONTRIBUTE TO PROMOTING FINANCIAL SERVICES OF ASSOCIATED RIA, BROKER/DEALER AND INSURANCE WHOLESALER. 5)BUSINESS NAME-CITY OF PROCTOR ECONOMIC DEVELOPMENT, PROCTOR, MN, NATURE OF BUSINESS- VOLUNTEER GROUP FOR DEVELOPMENT OF CITY, POSITION & DUTIES- VOLUNTEER, COMMISSIONER & CHAIR, START-09/2007, 4 HRS/MO. 6)BUSINESS NAME-GUARDIANSHIP, PROCTOR, MN, NATURE OF BUSINESS- GUARDIANSHIP FOR FORMER FOSTER CHILD, POSITION & DUTIES- GUARDIAN AND SUPERVISE WELFARE AND FINANCIAL WELL-BEING OF A VULNERABLE ADULT, START-09/2014, 4 HRS/MO. DURING NON-TRADING HOURS. 7)BUSINESS NAME-MPPL PROPERTIES LLC, WAUSAU, WI; NATURE OF BUSINESS-COMMERCIAL REAL ESTATE ENTITY WHICH OWNS THE MPPL OFFICE BUILDINGS AND RENTS THE BUILDINGS TO MIDWEST PROFESSIONAL PLANNERS, LTD.; POSITION & DUTIES-MEMBER/OWNER; START-12/2017; 1 HR./MO.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 6, 2011 - July 15, 2024

APW CAPITAL, INC.

BD
CRD#: 43814
Duluth, MN
Past

April 27, 2006 - July 16, 2024

MIDWEST PROFESSIONAL PLANNERS, LTD.

RIA
CRD#: 112995
Duluth, MN
Past

July 21, 1999 - June 7, 2011

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
PROCTOR, MN
Past

October 16, 1984 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

October 16, 1984 - June 7, 2011

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
PROCTOR, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/17/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/22/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 2/21/1986
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/15/1984
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AC
APW CAPITAL, INC.
APW CAPITAL, INC. | COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

CRD#: 43814 / SEC#: , 8-50433

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Mailing Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Phone number
(973) 394-0404
Established
New Jersey since 07/03/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SMITH, TIMOTHY LIAMPRESIDENT & FINOP1407004
JENNINGS, CHRISTINASHAREHOLDER4360546
COUTANT, TONYA MARIECHIEF COMPLIANCE OFFICER4585494
JENNINGS, SEANSHAREHOLDER

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APW CAPITAL, INC.

CRD#: 43814

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