Roland R. Levi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roland Romain Levi, who also goes by Roland Romaine Levi, Roland Roman Levi, was a registered financial professional .
Roland is a previously registered financial professional and started their career in finance in 1985. Roland had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 1989 - February 6, 1989
FINNET SECURITIES, INC.
November 20, 1986 - December 21, 1988
BLINDER, ROBINSON & CO., INC.
September 24, 1985 - February 28, 1986
BLACKSTOCK & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FINNET SECURITIES, INC.
CRD#: 17960 / SEC#: , 8-36006
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
