Mark J. Cronin

HIGHLAND CAPITAL MANAGEMENT

Memphis, TN 38120

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CRD#: 1299815

Professional summary

Mark Joseph Cronin is a registered financial advisor currently at HIGHLAND CAPITAL MANAGEMENT, LLC located in Memphis, Tennessee.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Mark has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Cronin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2004 - Present

HIGHLAND CAPITAL MANAGEMENT, LLC

Office #1: 850 Ridge Lake Blvd Suite 205, Memphis, TN 38120

RIA

CRD#: 104842

Memphis, TN

Past

January 1, 1994 - May 23, 1994

T. I. INVESTMENTS, INC.

CRD#: 6844

Past

February 5, 1987 - June 22, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

December 19, 1984 - January 16, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

February 8, 1984 - October 15, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGHLAND CAPITAL MANAGEMENT, LLC

HIGHLAND CAPITAL MANAGEMENT CORP | HIGHLAND CAPITAL MANAGMENT, LLC | HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842 / SEC#: 801-8762

RIA

Registered Investment Advisory firm - (7/21/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(3/18/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

Current Firm

HIGHLAND CAPITAL MANAGEMENT, LLC

HIGHLAND CAPITAL MANAGEMENT CORP | HIGHLAND CAPITAL MANAGMENT, LLC | HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842 / SEC#: 801-8762

RIA

Registered Investment Advisory firm - (7/21/1972 Approved)

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Contact information

Main Address

850 Ridge Lake Blvd Suite 205, Memphis, TN 38120

Mailing Address

Phone number

(901) 761-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HIGHLAND CAPITAL MANAGEMENT LLC MARCH 2024 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,042
AUM (Assets Under Management)	$ 3,539,134,473

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/27/2025	Cover Page	Report
07/29/2024	Cover Page	Report
11/15/2023	Cover Page	Report
08/22/2023	Cover Page	Report
08/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Mark J. Cronin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Cronin's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. I. INVESTMENTS, INC.

UBS FINANCIAL SERVICES INC.

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HIGHLAND CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1992

Series 63

Date: 1/9/1985

Series 7

Date: 12/15/1984

Current Firm

HIGHLAND CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HIGHLAND CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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