Steven S. Cohen

FITZGIBBON TOIGO & CO. LLC

Wayne, NJ 07470

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CRD#: 1299572

Professional summary

Steven Scott Cohen, CFP® is a registered financial professional currently at FITZGIBBON TOIGO & CO. LLC located in Wayne, New Jersey.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

October 4, 2010 - Present

FITZGIBBON TOIGO & CO. LLC

Office #1: 76 Worcester Drive, Wayne, NJ 07470

CRD#: 122142

Wayne, NJ

Past

March 22, 2006 - June 15, 2010

WORLD FINANCIAL SERVICES, INC.

CRD#: 18461

NEW YORK, NY

Past

July 25, 2002 - April 19, 2004

UBM SECURITIES, INC.

CRD#: 120837

NEW YORK, NY

Past

November 8, 2001 - June 18, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

July 13, 2001 - November 5, 2001

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

January 22, 1998 - July 30, 1999

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

June 2, 1997 - February 20, 1998

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

May 7, 1993 - February 1, 1996

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(10/4/2010)

New York
(10/4/2010)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/6/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FITZGIBBON TOIGO & CO. LLC

FITZGIBBON TOIGO & CO. LLC | FITZGIBBON, TOIGO, APODACA & CO. LLC

CRD#: 122142 / SEC#: , 8-65468

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

76 Worcester Drive, Wayne, NJ 07470

Mailing Address

76 Worceser Drive, Wayne, NJ 07470

Phone number

(973) 746-4944

Established

Delaware since 02/28/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FITZGIBBON TOIGO ASSOCIATES LLC	HOLDING COMPANY
FITZGIBBON, BRIAN XAVIER	CEO, PRESIDENT, CHIEF COMPLIANCE OFFICER	209108
GEORGE, KENNETH RONALD	FINOP	2643369
TOIGO, SUE	CHAIRMAN

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven S. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Scott Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD FINANCIAL SERVICES, INC.

UBM SECURITIES, INC.

EQUITABLE ADVISORS, LLC

AVANTAX INVESTMENT SERVICES, INC.

MORGAN STANLEY & CO. LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/1995

Series 63

Date: 7/23/1993

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/6/1993

Series 24

Date: 6/28/2002

FINRA

Current Firm

FITZGIBBON TOIGO & CO. LLC

Contact information

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FITZGIBBON TOIGO & CO. LLC

TRUST BUT VERIFY

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