Peter P. Costa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Patrick Costa, who also goes by Peter P Costa, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1990. Peter had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2017 - February 12, 2018
BENJAMIN & JEROLD BROKERAGE I, LLC
July 26, 2007 - September 13, 2018
EMPIRE EXECUTIONS, INC.
March 27, 2007 - July 6, 2007
LEK SECURITIES CORPORATION
October 2, 2006 - July 9, 2007
LIPARI PARTNERS INC.
April 27, 2006 - September 19, 2006
J.P. MORGAN SECURITIES LLC
January 3, 2005 - April 28, 2006
INSTITUTIONAL DIRECT INC.
March 1, 2004 - January 3, 2005
COWEN EXECUTION SERVICES LLC
November 23, 1990 - March 1, 2004
BNY DIRECT EXECUTION INC.
January 12, 1990 - June 30, 1992
HAPOALIM SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 1/2/1993
NYSE Branch Manager ExaminationCurrent Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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