Nancy F. Tuck

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CRD#: 1299478

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Falkenberg Tuck, who also goes by Nancy Elaine Falkenberg, Nancy Elaine Tuck, was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 1984. Nancy had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nancy Elaine Falkenberg | Nancy Elaine Tuck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 17, 2017 - July 11, 2025

LYELL WEALTH MANAGEMENT LP

RIA

CRD#: 283521

Menlo Park, CA

Past

August 7, 2002 - May 24, 2005

THE PORTOLA GROUP INC

RIA

CRD#: 105359

MENLO PARK, CA

Past

September 12, 1996 - December 13, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 20, 1996 - September 18, 1996

GATX LEASE FUNDING INC

CRD#: 11496

SAN FRANCISCO, CA

Past

June 19, 1992 - May 16, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 5, 1990 - May 20, 1992

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

September 25, 1984 - December 29, 1989

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LYELL WEALTH MANAGEMENT LP

CRD#: 283521 / SEC#: 801-107892

RIA

Registered Investment Advisory firm - (5/27/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 5/20/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

LYELL WEALTH MANAGEMENT LP

CRD#: 283521 / SEC#: 801-107892

RIA

Registered Investment Advisory firm - (5/27/2016 Approved)

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Contact information

Main Address

3000 Sand Hill Road Building One, Suite 135, Menlo Park, CA 94025

Mailing Address

Phone number

(650) 353-3692

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LYELL WEALTH MANAGEMENT LP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	295
AUM (Assets Under Management)	$ 1,336,564,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nancy F. Tuck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE PORTOLA GROUP INC

PRUDENTIAL EQUITY GROUP, LLC

GATX LEASE FUNDING INC

PRUDENTIAL EQUITY GROUP, LLC

NOMURA SECURITIES INTERNATIONAL, INC.

SALOMON BROTHERS INC.

Primary Firm SEC Registration

LYELL WEALTH MANAGEMENT LP

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2017

Series 63

Date: 12/18/1984

Series 7

Date: 9/15/1984

Series 8

Date: 5/20/1997

Current Firm

LYELL WEALTH MANAGEMENT LP

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LYELL WEALTH MANAGEMENT LP

TRUST BUT VERIFY

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