SM
Scott L. Miller
MILLER GLOBAL INVESTMENTS, L.L.C.
DALLAS, TX 75225
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CRD#: 1299300
SM
Professional summary
Scott Lewis Miller is a registered financial advisor currently at MILLER GLOBAL INVESTMENTS, L.L.C. located in Dallas, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Scott has worked at 3 firms and has passed the Series 63, Series 15, Series 5 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TEXAS SECURITY BANK, NON-INVESTMENT RELATED, 1212 TURTLE CREEK BLVD., DALLAS, TX 75207. THE COMPANY IS A BANK. I HAVE SERVED ON THE BOARD OF DIRECTORS AND MEMBER OF THE ALCO COMMITTEE SINCE 2013. I SPEND 5 HOURS/MONTH, OF WHICH 3 HOURS WOULD BE DURING TRADING HOURS. I ADVISE THE BANK ON POLICIES, GOVERNANCE, COMPLIANCE, BANK LOANS, BANK INVESTMENTS, AND BANK STRATEGY.
2. INDIANOLA FOODS, NON-INVESTMENT RELATED, 5949 SHERRY LANE, SUITE 1050, DALLAS, TX 75225. THE COMPANY, WHICH IS FAMILY OWNED, IS AN OPERATOR OF GROCERY STORES. I HAVE BEEN A VICE PRESIDENT SINCE 1978. I SPEND 5 HOURS/MONTH, OF WHICH 4 HOURs WOULD BE DURING TRADING HOURS. THE BUSINESS HAS A FULL-TIME MANAGEMENT TEAM THAT OPERATES THE STORES. I ADVISE THE COMPANY ON STRATEGY AND REVIEW FINANCIAL INFORMATION.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Lewis Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 1998 - Present
MILLER GLOBAL INVESTMENTS, L.L.C.
Office #1: 5949 Sherry Lane Suite 1050, Dallas, TX 75225RIA
CRD#: 114683
DALLAS, TX
Past
April 1, 2004 - November 12, 2012
FCM INVESTMENTS
RIA
CRD#: 107025
DALLAS, TX
Past
April 22, 1988 - December 19, 1989
MADDEN SECURITIES CORPORATION
BD
CRD#: 18389
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MG
MILLER GLOBAL INVESTMENTS, L.L.C.
MILLER GLOBAL INVESTMENTS, L.L.C. | MILLER GLOBAL MANAGEMENT, L.P.
CRD#: 114683 / SEC#: 801-113438
RIA
Registered Investment Advisory firm - (6/14/2018 Approved)Texas
Registered Investment Advisory firm - (7/6/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/16/1998)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 15
Date: 1/16/1987
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 1/12/1987
Interest Rate Options ExaminationGeneral Industry/Product Exam
Current Firm
MG
MILLER GLOBAL INVESTMENTS, L.L.C.
MILLER GLOBAL INVESTMENTS, L.L.C. | MILLER GLOBAL MANAGEMENT, L.P.
CRD#: 114683 / SEC#: 801-113438
RIA
Registered Investment Advisory firm - (6/14/2018 Approved)Texas
Registered Investment Advisory firm - (7/6/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5949 Sherry Lane Suite 1050, Dallas, TX 75225
Mailing Address
Phone number
(214) 272-8504
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 214 |
| AUM (Assets Under Management) | $ 174,443,380 |
Red Flags
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Company Information
MILLER GLOBAL INVESTMENTS, L.L.C.
CRD#: 114683Dallas, TX 75225TRUST BUT VERIFY
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