Lauralynn Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauralynn Gray, who also goes by Laura Clemons, Lauralynn Clemons, Laura Odetta, Laura Odette, Lauralynn Odette, was a registered financial professional .
Lauralynn is a previously registered financial professional and started their career in finance in 1985. Lauralynn had worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2017 - February 26, 2024
CIBC WORLD MARKETS CORP.
January 13, 2011 - October 31, 2017
GNV ADVISORS, LLC
August 12, 2006 - February 11, 2009
UBS FINANCIAL SERVICES INC.
May 12, 2004 - August 12, 2006
PIPER SANDLER & CO.
January 13, 2001 - May 14, 2004
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
May 6, 1996 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
March 21, 1995 - May 17, 1996
WILLIAM BLAIR
January 28, 1995 - April 8, 1995
UBS FINANCIAL SERVICES INC.
October 4, 1994 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
June 20, 1994 - September 7, 1994
CETERA WEALTH SERVICES, LLC
November 15, 1993 - May 13, 1994
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 28, 1989 - September 29, 1993
BMO CAPITAL MARKETS GKST INC.
March 4, 1988 - January 14, 1989
GRUNTAL & CO., L.L.C.
February 26, 1987 - March 5, 1988
MOSELEY SECURITIES CORPORATION
November 20, 1985 - February 2, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIBC WORLD MARKETS CORP.
CRD#: 630 / SEC#: , 8-18333
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBC INC. | 100% SHAREHOLDER | |
| CONSOLA, PATRICK D | CHIEF COMPLIANCE OFFICER | 1133831 |
| DUBCZAK, ROMAN STEPAN | DIRECTOR | 5511542 |
| GRIFFITH, MARVIN SCOTT | PRINCIPAL FINANCIAL OFFICER | 1670889 |
| PERRY, ACHILLES M | GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR | 4183476 |
| PRICE, ERIC S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 1985843 |
| TRABOULSI, ALFRED | MANAGING DIRECTOR, HEAD US INVESTMENT BANKING | 6594715 |
| ZELLERMAYER, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1662785 |
Disclosures
| Regulatory Event | 76 |
| Arbitration | 86 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
