Michael S. Gilburd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Sidney Gilburd, who also goes by Michael S Gilburd, Michael Gilburd, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2000 - October 16, 2000
EARNHARDT CO., INC.
November 18, 1999 - April 26, 2000
EMPIRE CAPITAL GROUP, LLC
July 26, 1995 - October 22, 1999
IDS LIFE INSURANCE COMPANY
July 26, 1995 - October 22, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
September 29, 1994 - June 7, 1995
CAPITAL SECURITIES INVESTMENT CORPORATION
February 17, 1994 - June 20, 1994
BLUESTONE CAPITAL CORP.
June 9, 1988 - January 23, 1990
FIRM ONE SECURITIES, INCORPORATED
November 9, 1987 - May 3, 1988
PRINCETON AMERICAN EQUITIES CORPORATION
September 25, 1984 - November 19, 1987
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EARNHARDT CO., INC.
CRD#: 36209 / SEC#: , 8-47056
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LONERGAN, EDMOND LAURENCE | SHAREHOLDER | |
| NICOLAOU, NICHOLAS | SHAREOWNER | 2901449 |
| SPATOLA, NICK J | SHAREOWNER | 3053271 |
| FAVOR, RONALD SR | SHAREOWNER | 2934119 |
| BREDHOFF, RICHARD THEODORE | PRESIDENT, CCO, CFO, CROP, SROP | 1425420 |
| GILBURD, MICHAEL SIDNEY | CHAIRMAN AND CEO | 1299254 |
| POSSES, EVAN JONATHAN | MANAGING DIRECTOR | 2257185 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
