Laura A. Bartlett-armstrong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Ann Bartlett-armstrong, who also goes by Laura Ann Bartlett, Laura Ann Bartlettarmstrong, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1984. Laura had worked at 13 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2015 - December 6, 2021
BOK FINANCIAL ASSET MANAGEMENT, INC.
August 12, 2013 - December 3, 2015
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
April 19, 2010 - July 8, 2010
NRP ADVISORS, INC.
April 1, 2010 - July 8, 2010
NRP FINANCIAL, INC.
February 13, 2008 - February 10, 2010
PUTNAM INVESTMENT MANAGEMENT, LLC
September 13, 2006 - February 5, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
September 12, 2005 - February 10, 2010
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
November 4, 2004 - July 26, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2004 - July 26, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 2003 - October 8, 2004
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
January 29, 1997 - July 11, 2003
CETERA WEALTH SERVICES, LLC
June 14, 1996 - January 1, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 14, 1996 - January 1, 1997
OSAIC FA, INC.
July 8, 1993 - May 11, 1996
INDUSTRY SAVINGS PLANS, INC.
September 27, 1984 - August 19, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOK FINANCIAL ASSET MANAGEMENT, INC.
CRD#: 106507 / SEC#: 801-51834
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
