Steven D. Barrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Douglas Barrick was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2018. Steven had worked at 1 firm and has passed the Series 65 and Series 63 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2018 - October 13, 2020
BARRICK FINANCIAL INC.
State Registrations and Notice Filings
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Exams
Current Firm
BARRICK FINANCIAL INC.
CRD#: 296810 / SEC#:
Contact information
Red Flags
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