James D. Treco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Dempsey Treco was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2015 - March 13, 2020
TYKHE SECURITIES, LLC
October 2, 2012 - June 14, 2013
GLEACHER & COMPANY SECURITIES, INC.
June 29, 2009 - October 1, 2012
FCA ADVISORS, INC.
November 28, 1997 - January 12, 2009
CITIGROUP GLOBAL MARKETS INC.
April 15, 1994 - September 1, 1998
SALOMON BROTHERS INC.
April 4, 1990 - April 25, 1994
SBC WARBURG DILLON READ INC.
September 24, 1984 - April 11, 1990
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TYKHE SECURITIES, LLC
CRD#: 150977 / SEC#: , 8-68324
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TYKHE, LLC | PARENT | |
| BENEDEK, MICHAEL PAUL | CCO, FINOP, CFO, AML SUPERVISOR | 3141229 |
| SCHULMAN, HENRY EVAN COCKSHUTT | MANAGING MEMBER,PRINCIPAL,EXECUTIVE REP. |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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