Mara A. London

STIRLINGSHIRE INVESTMENTS

New York City, NY 10018

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CRD#: 1299148

Professional summary

Mara Anne London, who also goes by Mara Anne London, Mara Anne London-berke, is a registered financial professional currently at STIRLINGSHIRE INVESTMENTS located in New York City, New York.

Mara is registered as a RR (Registered Representative) and started their career in finance in 1994. Mara has worked at 21 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mara Anne London | Mara Anne London-Berke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mara Anne London's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2025 - Present

STIRLINGSHIRE INVESTMENTS

Office #1: 15 W 38th St Suite 704, New York City, NY 10018

CRD#: 310576

New York City, NY

Past

January 15, 2025 - April 2, 2025

SHAREGAIN SECURITIES INC.

CRD#: 318555

NEW YORK, NY

Past

June 16, 2021 - December 13, 2024

REVOLUT SECURITIES INC.

CRD#: 304600

NEW YORK, NY

Past

July 16, 2018 - September 11, 2019

REDI GLOBAL TECHNOLOGIES LLC

CRD#: 41924

New York, NY

Past

August 8, 2016 - July 19, 2018

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

December 21, 2015 - July 27, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHARLOTTE, NC

Past

June 17, 2013 - July 27, 2016

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

Past

November 9, 2012 - March 7, 2013

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

NEW YORK, NY

Past

April 17, 2009 - September 28, 2012

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

GARDEN CITY, NY

Past

January 6, 2009 - April 20, 2009

CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658

MELVILLE, NY

Past

April 27, 2007 - January 13, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HARRISON, NY

Past

December 15, 2004 - June 8, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

December 15, 2004 - March 26, 2007

OSAIC FA, INC.

CRD#: 3978

SYOSSET, NY

Past

May 7, 2004 - November 30, 2004

STERLING FINANCIAL INVESTMENT GROUP, INC.

CRD#: 41506

BOCA RATON, FL

Past

January 7, 2003 - January 21, 2003

VISION SECURITIES INC.

CRD#: 35001

PORT WASHINGTON, NY

Past

February 15, 2001 - August 7, 2001

DOMINARI SECURITIES LLC

CRD#: 18975

NEW YORK, NY

Past

November 10, 1997 - March 9, 2001

PITTSBURG INSTITUTIONAL INC.

CRD#: 36754

GREAT NECK, NY

Past

September 20, 1997 - November 11, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 20, 1997 - November 11, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

April 11, 1997 - August 29, 1997

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

June 5, 1996 - April 10, 1997

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

Past

September 6, 1995 - June 6, 1996

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

September 22, 1994 - April 13, 1995

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/3/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 12/10/1999

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 10/1/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/1/1999

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE BD LLC | STIRLINGSHIRE INVESTMENTS

CRD#: 310576 / SEC#: , 8-70616

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

15 W 38th St Suite 704, New York City, NY 10018

Mailing Address

15 W 38th St Suite 704, New York City, NY 10018

Phone number

(877) 600-7026

Established

Delaware since 08/14/2020

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STIRLINGSHIRE INVESTMENTS, INC.	100% OWNER
LONDON, MARA	CHIEF COMPLIANCE OFFICER	1299148
SAKOL, DANIEL SCOTT	FINOP	2813237
WOODS, STEVEN MACKIE	CEO	5715598

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mara A. London

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mara Anne London's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHAREGAIN SECURITIES INC.

REVOLUT SECURITIES INC.

REDI GLOBAL TECHNOLOGIES LLC

DEUTSCHE BANK SECURITIES INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

HORNOR, TOWNSEND & KENT, LLC

MSI FINANCIAL SERVICES, INC.

CAPITAL ONE INVESTMENT SERVICES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

STERLING FINANCIAL INVESTMENT GROUP, INC.

VISION SECURITIES INC.

DOMINARI SECURITIES LLC

PITTSBURG INSTITUTIONAL INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

GKN SECURITIES CORP.

D. H. BLAIR & CO., INC.

GRUNTAL & CO., L.L.C.

FINANCIAL SQUARE PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2015

Series 63

Date: 1/16/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/21/1994

Series 14

Date: 1/2/2023

Series 24

Date: 12/10/1999

Series 10

Date: 10/1/1999

Series 9

Date: 10/1/1999

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STIRLINGSHIRE INVESTMENTS

TRUST BUT VERIFY

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