John P. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Ryan, who also goes by Jay Ryan Jr, Jay Ryan, John Patrick Ryan Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 15 firms and has passed the Series 66, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2013 - July 24, 2015
WILLIAM O'NEIL + COMPANY
August 23, 2011 - March 19, 2012
AURIGA USA, LLC
March 10, 2009 - October 15, 2010
EAST SHORE PARTNERS, INC.
June 22, 2005 - March 11, 2009
WALL STREET ACCESS
September 18, 2001 - July 5, 2005
THE WILLIAMS CAPITAL GROUP, L.P.
April 19, 2000 - October 9, 2001
OSCAR GRUSS & SON INCORPORATED
October 2, 1997 - April 24, 2000
CREDIT AGRICOLE SECURITIES (USA) INC.
February 25, 1997 - June 4, 1997
DB ALEX. BROWN LLC
March 14, 1996 - February 19, 1997
ABN AMRO SECURITIES LLC
August 22, 1991 - January 16, 1996
NATIXIS SECURITIES AMERICAS LLC
December 6, 1990 - July 31, 1991
E*TRADE CLEARING LLC
January 23, 1989 - January 7, 1991
NATWEST SECURITIES CORPORATION
November 10, 1987 - March 28, 1991
NOMURA SECURITIES INTERNATIONAL, INC.
January 19, 1987 - October 27, 1987
NEEDHAM & COMPANY, LLC
September 24, 1984 - December 6, 1986
SALOMON BROTHERS INC.
Primary Firm SEC Registration
WILLIAM O'NEIL + COMPANY
CRD#: 152620 / SEC#: 801-120403
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/24/1999
Limited Representative-Equity Trader ExamCurrent Firm
WILLIAM O'NEIL + COMPANY
CRD#: 152620 / SEC#: 801-120403
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
