Michael E. Tommasino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Tommasino was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2017 - January 11, 2018
DINOSAUR FINANCIAL GROUP, L.L.C
November 3, 2015 - August 25, 2016
CALTON & ASSOCIATES, INC.
September 25, 2006 - January 20, 2016
O'BRIEN & SHEPARD, INC.
November 20, 2002 - September 7, 2006
DISCOUNT MUNIBROKERS
May 9, 1994 - October 16, 2002
W.A. CAPITAL MARKETS
July 17, 1991 - March 17, 1994
BROUNOFF, CLAIRE & CO., INC.
September 20, 1989 - July 11, 1991
EMR SECURITIES, INC.
May 22, 1989 - July 27, 1989
BLUESTONE CAPITAL CORP.
October 31, 1988 - May 23, 1989
WALL STREET WEST, INC.
October 13, 1987 - October 24, 1988
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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