Neal S. Salisian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neal Samuel Salisian, who also goes by Neal S Salisian, was a registered financial professional .
Neal is a previously registered financial professional and started their career in finance in 1984. Neal had worked at 8 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2004 - March 16, 2006
JDL SECURITIES CORPORATION
July 30, 2002 - March 30, 2020
GENTER ADVISORS LLC
October 4, 2001 - October 2, 2002
QUASAR DISTRIBUTORS, LLC
July 17, 1998 - March 30, 2020
GENTER CAPITAL MANAGEMENT
March 21, 1997 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
June 3, 1989 - August 8, 1997
MIDVALE SECURITIES CORPORATION
September 6, 1988 - December 20, 1988
MONARCH SECURITIES, INC.
November 26, 1984 - February 13, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/25/1966
Registered Representative ExaminationCurrent Firm
JDL SECURITIES CORPORATION
CRD#: 28131 / SEC#: , 8-43494
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.DEREK LEWIS & ASSOCIATES, INC. | PARENT COMPANY | 122307 |
| DALBY, RION JAMES | REGISTERED REP | 5122686 |
| DUNAGAN, KELLY ALLAN JR. | REGISTERED REP | 4777170 |
| ESPINILI, KATHRYN ELIZABETH | CHIEF COMPLIANCE OFFICER | 1220070 |
| FERDI, MARK ANTHONY | REGISTERED REP | 7146341 |
| GREENLEAF, RENY VESSELA M | CHIEF FINANCIAL OFFICER | 5479673 |
| HYEPOCK, DOUGLAS GLENN | SECRETARY, DIRECTOR | 2282539 |
| KNUTSEN, ROBERT WAYNE II | CEO | 5639871 |
| VIDAL, ANDREW JOSEPH | REGISTERED REP | 6877943 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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