Frank D. Bixler

CAPITAL STRATEGIES

INDIANAPOLIS, IN 46204

Some features on this profile are disabled

CRD#: 1298321

Professional summary

Frank David Bixler JR is a registered financial advisor currently at CAPITAL STRATEGIES, INC. located in Indianapolis, Indiana.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Frank has worked at 4 firms and has passed the Series 63, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IN ADDITION TO HIS DUTIES AS PRESIDENT OF CAPITAL STRATEGIES, INC., MR. BIXLER IS TRUSTEE OF THE FRANK D. BIXLER QT AND GS TRUSTS. PART OF HIS DUTIES ARE TO MANAGE THE INVESTMENTS OF THOSE TRUSTS AND HE RECEIVES SEPARATE AND TYPICAL COMPENSATION FOR THAT AND THE ADMINISTRATION OF THE TRUSTS. THE TRUSTS SHARE THE OFFICE WITH CSI AT 101 W. OHIO ST., SUITE 1500, INDIANAPOLIS, IN 46204. HE HAS BEEN TRUSTEE SINCE JUNE, 1993 AND SPENDS APPROXIMATELY 25% OF HIS TIME ON THESE ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank David Bixler JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 1999 - Present

CAPITAL STRATEGIES, INC.

Office #1: 151 N. Delaware Street Suite 1440, Indianapolis, IN 46204

RIA

CRD#: 121704

INDIANAPOLIS, IN

Past

March 1, 1996 - April 10, 1996

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 5, 1988 - March 1, 1996

G. R. PHELPS & CO., INC.

CRD#: 173

Past

May 23, 1986 - May 11, 1988

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

September 6, 1984 - June 3, 1986

FIRST REPUBLIC SECURITIES, INC.

CRD#: 6898

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/8/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/17/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/8/1986

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 9/5/1984

Direct Participation Programs Representative Examination

Current Firm

CAPITAL STRATEGIES, INC.

CRD#: 121704 / SEC#:

Indiana

Registered Investment Advisory firm - (1/7/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6439 S. East Street, Indianapolis, IN 46227-2100

Mailing Address

Phone number

(317) 262-1700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 33,630,838

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Brian Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Tammy Williams

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Frank D. Bixler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank David Bixler JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL STRATEGIES, INC.

MML INVESTORS SERVICES, LLC

G. R. PHELPS & CO., INC.

MML INVESTORS SERVICES, LLC

FIRST REPUBLIC SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/17/1984

Series 6

Date: 7/8/1986

Series 22

Date: 9/5/1984

Current Firm

CAPITAL STRATEGIES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL STRATEGIES, INC.

TRUST BUT VERIFY

Similar Advisors