Elizabeth M. Gallen Mastromarino

VAN REED WEALTH MANAGEMENT

WYOMISSING, PA 19610

CRD#: 1298196

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Professional summary

Elizabeth Mary Gallen Mastromarino, CFP®, who also goes by Elizabeth M Gallen, Elizabeth Mary Gallen, Elizabeth Gallen, Elizabeth Mary Gallenmastromarino, Elizabeth Gallen Mastromarino, is a registered financial advisor currently at VAN REED WEALTH MANAGEMENT LLC located in Wyomissing, Pennsylvania and FINANCIAL PLANNING ADVISORS INC. located in Wyomissing, Pennsylvania.

Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Elizabeth has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth M Gallen | Elizabeth Mary Gallen | Elizabeth Gallen | Elizabeth Mary Gallenmastromarino | Elizabeth Gallen Mastromarino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Mary Gallen Mastromarino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

June 28, 2007 - Present

VAN REED WEALTH MANAGEMENT LLC

Office #1: 1122 Penn Avenue, Wyomissing, PA 19610

RIA

CRD#: 143439

WYOMISSING, PA

Current

May 17, 2016 - Present

FINANCIAL PLANNING ADVISORS INC.

Office #1: 1122 Penn Avenue, Wyomissing, PA 19610

RIA

CRD#: 121691

WYOMISSING, PA

Current

January 8, 2016 - Present

LPL FINANCIAL LLC

Office #1: 1122 Penn Avenue, Wyomissing, PA 19610-2034

RIA

CRD#: 6413

WYOMISSING, PA

Past

August 7, 2006 - January 13, 2016

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

READING, PA

Past

August 7, 2006 - January 13, 2016

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

READING, PA

Past

April 3, 2002 - January 19, 2007

STERLING FINANCIAL ADVISORS, LLC

RIA

CRD#: 111962

WYOMISSING, PA

Past

February 12, 1998 - August 17, 2006

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

WYOMISSING, PA

Past

March 4, 1993 - August 17, 2006

WALNUT STREET SECURITIES, INC.

CRD#: 15840

WYOMISSING, PA

Past

September 25, 1984 - August 12, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/3/2017)

Colorado
(8/22/2016)

Connecticut
(9/26/2019)

Delaware
(1/8/2016)

Florida
(1/8/2016)

Indiana
(1/8/2016)

Louisiana
(9/2/2020)

Maine
(9/23/2020)

Maryland
(1/8/2016)

Massachusetts
(8/22/2016)

Nevada
(9/2/2020)

New Hampshire
(1/8/2016)

New Jersey
(1/8/2016)

New York
(8/22/2016)

North Carolina
(1/8/2016)

Ohio
(9/14/2025)

IAR

Pennsylvania
(6/28/2007)

Pennsylvania
(1/8/2016)

South Carolina
(1/8/2016)

Texas
(8/29/2019)

Vermont
(1/23/2018)

Virginia
(1/8/2016)

Washington
(8/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/26/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/2/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL PLANNING ADVISORS INC.

CRD#: 121691 / SEC#:

Arizona

Registered Investment Advisory firm - (12/19/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/24/1988 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1122 Penn Avenue, Wyomissing, PA 19610

Mailing Address

Phone number

(610) 376-6334

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	390
AUM (Assets Under Management)	$ 105,011,173

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth M. Gallen Mastromarino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Mary Gallen Mastromarino's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL PLANNING ADVISORS INC.

LPL FINANCIAL LLC

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

STERLING FINANCIAL ADVISORS, LLC

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/1997

Series 63

Date: 10/26/1984

SIE

Date: 10/1/2018

Series 7

Date: 9/15/1984

Series 24

Date: 7/2/1999

FINRA

Current Firm

FINANCIAL PLANNING ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL PLANNING ADVISORS INC.

TRUST BUT VERIFY

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