EG
Elizabeth M. Gallen Mastromarino
VAN REED WEALTH MANAGEMENT LLC
Wyomissing, PA 19610
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CRD#: 1298196
EG
Professional summary
Elizabeth Mary Gallen Mastromarino, CFP®, who also goes by Elizabeth M Gallen, Elizabeth Mary Gallen, Elizabeth Gallen, Elizabeth Mary Gallenmastromarino, Elizabeth Gallen Mastromarino, is a registered financial advisor currently at VAN REED WEALTH MANAGEMENT LLC located in Wyomissing, Pennsylvania and FINANCIAL PLANNING ADVISORS INC. located in Wyomissing, Pennsylvania.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Elizabeth has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth M Gallen | Elizabeth Mary Gallen | Elizabeth Gallen | Elizabeth Mary Gallenmastromarino | Elizabeth Gallen Mastromarino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 01/08/2016 * Berks Catholic High School * Coach * not inv rel * 955 S. Wyoming Ave, Reading, PA 19611 * Varsity Assistant Field Hockey Coach (aug - oct). Some tournaments after the season is over. * time spent 10% (2) 01/08/2016 * DBA for LPL Business (entity for LPL business) * Van Reed Wealth Management * inv rel * 2950 Van Reed Rd, Reading, PA 19608 * Financial planning and outside RIA 2. No 3. No 4. yes 4a. no * time spent 60% (3) 01/08/2016 * no business name * Non-Variable Insurance * inv rel * at reported business location(s) * time spent 10% (4) 02/01/2016 * Van Reed Wealth Management, LLC * Registered Investment Advisor Hybrid * (Hybrid) Van Reed Wealth Management, LLC * inv rel * 2950 Van Reed Rd, Reading, PA 19608 * IAR - 1. NA 2. hourly fee or comprehensive plan fee which is lower than our hourly rates 3. yes 4. yes, although this could change with merger of our practice with Financial Planning Advisors * start 01/01/2007 * time spent 15% (5)05/19/2016 * Financial Planning Advisors * DBA for LPL Business (entity for LPL business) * inv rel * 1122 Penn Avenue Wyomissing, PA 19610 * Hybrid RIA, Investment Advisory, financial planning,insurance * start 04/01/2016 * 15 hrs/mo; 5 hrs during secs trdg hrs. (6) 11/14/2018 - Financial Planning Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/01/2016 - 5 Hours Per Month/1 Hour During Securities Trading - I provide investment advisory services through Financial Planning Advisors, Inc., an independent investment advisor firm. I started this business activity in 04/2016. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 1/19/2022 - FPA Tax Services, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Member - Started 01/01/2022 - 10 Hours Per Month/2 Hours During Securities Trading. (8) 02/18/2022 - EGM WAM, LLC- Investment Related - Home Based - Real Estate Rental - Start Date - 03/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading. (9) 02/18/2022 - Van Reed Acquisition- Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 03/01/2016- 1 Hours Per Month/1 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Mary Gallen Mastromarino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
June 28, 2007 - Present
VAN REED WEALTH MANAGEMENT LLC
Office #1: 1122 Penn Avenue, Wyomissing, PA 19610RIA
CRD#: 143439
Wyomissing, PA
Current
May 17, 2016 - Present
FINANCIAL PLANNING ADVISORS INC.
Office #1: 1122 Penn Avenue, Wyomissing, PA 19610RIA
CRD#: 121691
Wyomissing, PA
Current
January 8, 2016 - Present
LPL FINANCIAL LLC
Office #1: 1122 Penn Avenue, Wyomissing, PA 19610-2034RIA
BD
CRD#: 6413
Wyomissing, PA
Past
August 7, 2006 - January 13, 2016
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
READING, PA
Past
August 7, 2006 - January 13, 2016
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
READING, PA
Past
April 3, 2002 - January 19, 2007
STERLING FINANCIAL ADVISORS, LLC
RIA
CRD#: 111962
WYOMISSING, PA
Past
February 12, 1998 - August 17, 2006
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
WYOMISSING, PA
Past
March 4, 1993 - August 17, 2006
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
WYOMISSING, PA
Past
September 25, 1984 - August 12, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/3/2017)
RR
Colorado(8/22/2016)
RR
Connecticut(9/26/2019)
RR
Delaware(1/8/2016)
RR
Florida(1/8/2016)
RR
Indiana(1/8/2016)
RR
Louisiana(9/2/2020)
RR
Maine(9/23/2020)
RR
Maryland(1/8/2016)
RR
Massachusetts(8/22/2016)
RR
Nevada(9/2/2020)
RR
New Hampshire(1/8/2016)
RR
New Jersey(1/8/2016)
RR
New York(8/22/2016)
RR
North Carolina(1/8/2016)
RR
Ohio(9/14/2025)
IAR
Pennsylvania(6/28/2007)
RR
Pennsylvania(1/8/2016)
RR
South Carolina(1/8/2016)
RR
Texas(8/29/2019)
RR
Vermont(1/23/2018)
RR
Virginia(1/8/2016)
RR
Washington(8/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FP
FINANCIAL PLANNING ADVISORS INC.
FINANCIAL PLANNING ADVISORS INC.
CRD#: 121691 / SEC#:
Arizona
Registered Investment Advisory firm - (12/19/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1122 Penn Avenue, Wyomissing, PA 19610
Mailing Address
Phone number
(610) 376-6334
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 323 |
| AUM (Assets Under Management) | $ 78,838,106 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL PLANNING ADVISORS INC.
CRD#: 121691Wyomissing, PA 19610TRUST BUT VERIFY
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