James G. Mahoney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Gerard Mahoney, who also goes by Jim Mahoney, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1984. James had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 1998 - June 9, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
November 16, 1994 - March 11, 1996
T.L. SMITH SECURITIES
April 18, 1994 - July 13, 1994
U.S. SECURITIES CLEARING CORP.
March 22, 1993 - March 4, 1994
FIRST ASSET MANAGEMENT, INC.
September 23, 1992 - April 14, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
April 24, 1992 - September 24, 1992
H.J. MEYERS & CO., INC.
May 14, 1991 - November 1, 1991
KOBER FINANCIAL CORP.
October 8, 1990 - March 21, 1991
KOBER FINANCIAL CORP.
February 2, 1990 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
July 25, 1989 - November 8, 1989
BAGLEY SECURITIES, INC.
June 5, 1989 - July 25, 1989
RICHFIELD SECURITIES, INC.
December 21, 1988 - March 4, 1989
INVESTORS CENTER, INC.
October 18, 1984 - January 6, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
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