Carol P. Foley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carol Podesta Foley, who also goes by Carol Podesta, was a registered financial professional .
Carol is a previously registered financial professional and started their career in finance in 1985. Carol had worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 27, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2020 - January 4, 2021
PODESTA CAPITAL ADVISORS
September 9, 2002 - December 31, 2019
PODESTA & CO.
January 27, 1994 - February 14, 1994
MCCORMICK CAPITAL INVESTMENTS, INC.
October 22, 1986 - July 19, 2021
PODESTA & CO.
August 20, 1985 - May 19, 1986
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PODESTA CAPITAL ADVISORS
CRD#: 291417 / SEC#:
Contact information
Red Flags
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