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Harry Bradley Doolittle

CRD# 1297402·Registered 1984 - 1989
Previously Registered: Being a previously registered professional could mean that Harry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harry Bradley Doolittle, who also goes by Harry Br Doolittle, was a registered financial advisor. Harry was a previously registered financial professional and started their career in finance 1984 - 1989. Harry had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Harry Br Doolittle

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

INSTITUTIONAL ASSET MANAGEMENT·CRD# 17141
BD
May 20, 1987 - April 19, 1989
CULLUM & SANDOW SECURITIES, INC.·CRD# 15836
BD
February 27, 1987 - June 2, 1987
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
August 11, 1986 - April 6, 1990
SLATERY SECURITIES GROUP, INC.·CRD# 10015
BD
April 2, 1986 - February 4, 1987
NEW ENGLAND SECURITIES·CRD# 615
BD
October 31, 1984 - December 23, 1985

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Current Firm

IA
INSTITUTIONAL ASSET MANAGEMENT

INSTITUTIONAL ASSET MANAGEMENT | MEDALLION SECURITIES CORPORATION

CRD#: 17141 / SEC#: 8-35003
BD
Expelled by FINRA on 06/15/1990

Contact Information

Established

Texas since 10/08/1985

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1984About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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