Bruce H. Mcindoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Harry Mcindoe was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1984. Bruce had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2014 - January 21, 2018
BRUCE MC INDOE & ASSOCIATES, INC.
April 1, 2011 - December 31, 2013
BRUCE MC INDOE & ASSOCIATES, INC.
March 13, 2002 - September 26, 2006
OSAIC WEALTH, INC.
July 25, 1988 - March 13, 2002
PIM FINANCIAL SERVICES, INC.
September 22, 1986 - August 9, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
October 26, 1984 - September 4, 1986
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRUCE MC INDOE & ASSOCIATES, INC.
CRD#: 141179 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
