Paul D. Mcconville

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CRD#: 1297350

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul David Mcconville was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Doing Business As: Quincy Capital Partners LLC Investment-related: Yes Address: 29 Chickatabot Rd Quincy, MA

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 10, 2024 - January 23, 2025

CAPITOL SECURITIES MANAGEMENT, INC.

RIA

CRD#: 14169

Boston, MA

Past

September 25, 2024 - January 23, 2025

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

Boston, MA

Past

March 8, 2013 - July 1, 2022

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

SLEEPY HOLLOW, IL

Past

March 8, 2013 - July 1, 2022

INVESTMENT PLANNERS, INC.

CRD#: 18557

DECATUR, IL

Past

January 27, 2012 - May 8, 2012

BEST DIRECT SECURITIES, LLC

CRD#: 146053

CHICAGO, IL

Past

December 22, 2011 - June 5, 2012

CONCORDIUS CAPITAL ADVISORS

RIA

CRD#: 142852

BOCA RATON, FL

Past

December 13, 2010 - August 17, 2011

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

GLEN ALLEN, VA

Past

July 6, 2010 - November 1, 2010

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558

CHICAGO, IL

Past

April 7, 2010 - January 19, 2012

INFINITY CAPITAL MANAGEMENT LLC

RIA

CRD#: 151697

LANSING, MI

Past

January 22, 2007 - November 4, 2008

GUGGENHEIM INVESTMENTS

RIA

CRD#: 129288

LISLE, IL

Past

January 22, 2007 - January 15, 2010

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

January 11, 2006 - February 2, 2007

SENTINEL FINANCIAL SERVICES COMPANY

CRD#: 31175

MONTPELIER, VT

Past

November 19, 2001 - January 12, 2006

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

BOSTON, MA

Past

October 19, 1994 - November 16, 2005

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

August 24, 1993 - January 18, 1995

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

June 18, 1987 - September 27, 1994

MFS FINANCIAL SERVICES, INC.

CRD#: 18309

BOSTON, MA

Past

September 14, 1984 - July 15, 1985

VP DISTRIBUTORS LLC

CRD#: 3036

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.

CRD#: 14169 / SEC#: 801-41033, 8-30353

RIA

Registered Investment Advisory firm - SEC (3/16/1992 Approved)

California

Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2024

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/9/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/13/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/21/2007

General Securities Principal Examination

Current Firm

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.

CRD#: 14169 / SEC#: 801-41033, 8-30353

RIA

Registered Investment Advisory firm - SEC (3/16/1992 Approved)

California

Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

4050 Innslake Drive Suite 250, Glen Allen, VA 23060

Mailing Address

4050 Innslake Drive Suite 250, Glen Allen, VA 23060

Phone number

(804) 612-9700

Established

Virginia since 03/22/1981

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

170

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CSM_ADV PART 2A_3.31.2025 (5/30/2025)

CSM ADV PART2A_APPENDIX 1 (WRAP PROGRAM BROCHURE)_3.31.2025 (5/30/2025)

Direct owners and executive officers

Name	Position	CRD#
CS FINANCIAL GROUP INC.	HOLDING COMPANY
HALLBERG, KATHERINE ROSE	CHIEF COMPLIANCE OFFICER	5016264
JIANOS, JOSEPH ARISTOTLE	CHAIRMAN & CEO	1374020
WALLACE, JAMES LOUIS	CHIEF OPERATING OFFICER	2099074
WETHERELL, EDWARD LEE	CHIEF STRATEGY OFFICER	2159349
ZUBOV, IRINA	DIRECTOR OF FINANCE	5166218

Regulatory assets under management

Total Number of Accounts	3,745
AUM (Assets Under Management)	$ 1,818,741,357

Disclosures

Regulatory Event	10
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul D. Mcconville

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPITOL SECURITIES MANAGEMENT, INC.

IPI WEALTH MANAGEMENT, INC.

INVESTMENT PLANNERS, INC.

BEST DIRECT SECURITIES, LLC

CONCORDIUS CAPITAL ADVISORS

CAPITOL SECURITIES MANAGEMENT, INC.

BREWER FINANCIAL SERVICES, LLC

INFINITY CAPITAL MANAGEMENT LLC

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

SENTINEL FINANCIAL SERVICES COMPANY

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

MFS FUND DISTRIBUTORS, INC.

MFS FINANCIAL SERVICES, INC.

VP DISTRIBUTORS LLC

Primary Firm SEC Registration

CAPITOL SECURITIES MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2024

Series 65

Date: 10/9/2001

Series 63

Date: 4/9/1987

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2000

Series 6

Date: 9/13/1984

Series 24

Date: 11/21/2007

Current Firm

CAPITOL SECURITIES MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CAPITOL SECURITIES MANAGEMENT, INC.

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