Matthew G. Soza
Professional summary
Matthew Gene Soza, who also goes by Matt Soza, is a registered financial professional currently at INDEPENDENCE CAPITAL CO., INC. located in Parma, Ohio.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1984. Matthew has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Gene Soza's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2015 - Present
INDEPENDENCE CAPITAL CO., INC.
Office #1: 5579 Pearl Road, Suite 100, Parma, OH 44129September 12, 2014 - December 31, 2014
STONEX SECURITIES INC.
March 24, 2006 - December 31, 2006
WRP INVESTMENTS, INC.
May 2, 2005 - September 12, 2014
WRP INVESTMENTS, INC.
March 17, 2004 - May 6, 2005
NATIONWIDE SECURITIES, LLC
January 28, 2004 - February 3, 2004
U.S. BANCORP INVESTMENTS, INC.
December 1, 2001 - February 3, 2004
U.S. BANCORP INVESTMENTS, INC.
May 31, 2000 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
February 24, 2000 - May 31, 2000
CONSECO SECURITIES, INC.
October 26, 1984 - February 23, 2001
CREATIVE CAPITAL MANAGEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2015)
Exams
FINRA
Current Firm
INDEPENDENCE CAPITAL CO., INC.
CRD#: 24723 / SEC#: , 8-41331
Contact information
FINRA licenses (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 99,922,105 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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