CR

Christopher S. Ryan

RYAN INVESTMENTS
BASALT, CO 81621
Some features on this profile are disabled
CRD#: 1297268
CR

Professional summary


Christopher Sean Ryan, CFA, who also goes by Christopher S Ryan, Christopher Shawn Ryan, is a registered financial advisor currently at RYAN INVESTMENTS located in Basalt, Colorado.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Christopher has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Christopher S Ryan | Christopher Shawn Ryan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Christopher Sean Ryan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

Experience


Current

April 12, 2002 - Present

RYAN INVESTMENTS

Office #1: 22860 Two Rivers Road Suite 200, Basalt, CO 81621
RIA
CRD#: 115755
BASALT, CO
Past

June 29, 2000 - December 7, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RYAN INVESTMENTS
RYAN INVESTMENT MANAGEMENT, INC. | RYAN INVESTMENTS

CRD#: 115755 / SEC#: 801-60589

RIA
Registered Investment Advisory firm - (3/14/2003 Approved)
Colorado
Registered Investment Advisory firm - (11/8/2010 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(4/12/2002)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


RI
RYAN INVESTMENTS
RYAN INVESTMENT MANAGEMENT, INC. | RYAN INVESTMENTS

CRD#: 115755 / SEC#: 801-60589

RIA
Registered Investment Advisory firm - (3/14/2003 Approved)
Colorado
Registered Investment Advisory firm - (11/8/2010 Terminated)
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Contact information


Main Address
22860 Two Rivers Road Suite 200, Basalt, CO 81621
Mailing Address
Phone number
(970) 429-1100
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (3 States and Territories)


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Regulatory assets under management


Total Number of Accounts330
AUM (Assets Under Management)$ 208,000,000

Red Flags


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Company Information


RYAN INVESTMENTS

CRD#: 115755Basalt, CO 81621

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