Christopher S. Ryan

RYAN INVESTMENTS

BASALT, CO 81621

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CRD#: 1297268

Professional summary

Christopher Sean Ryan, CFA, who also goes by Christopher S Ryan, Christopher Shawn Ryan, is a registered financial advisor currently at RYAN INVESTMENTS located in Basalt, Colorado.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Christopher has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher S Ryan | Christopher Shawn Ryan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Sean Ryan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

April 12, 2002 - Present

RYAN INVESTMENTS

Office #1: 22860 Two Rivers Road Suite 200, Basalt, CO 81621

RIA

CRD#: 115755

BASALT, CO

Past

June 29, 2000 - December 7, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RYAN INVESTMENTS

RYAN INVESTMENT MANAGEMENT, INC. | RYAN INVESTMENTS

CRD#: 115755 / SEC#: 801-60589

RIA

Registered Investment Advisory firm - (3/14/2003 Approved)

Colorado

Registered Investment Advisory firm - (11/8/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/12/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/28/2000

General Securities Representative Examination

Current Firm

RYAN INVESTMENTS

RYAN INVESTMENT MANAGEMENT, INC. | RYAN INVESTMENTS

CRD#: 115755 / SEC#: 801-60589

RIA

Registered Investment Advisory firm - (3/14/2003 Approved)

Colorado

Registered Investment Advisory firm - (11/8/2010 Terminated)

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Contact information

Main Address

22860 Two Rivers Road Suite 200, Basalt, CO 81621

Mailing Address

Phone number

(970) 429-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RYAN INVESTMENT MANAGEMENT ADV PART 2B (7/8/2025)

RYAN INVESTMENT MANAGEMENT ADV PART 2 (7/8/2025)

Regulatory assets under management

Total Number of Accounts	330
AUM (Assets Under Management)	$ 208,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher S. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Sean Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

RYAN INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

RYAN INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2000

Series 63

Date: 7/22/2000

Series 7

Date: 6/28/2000

Current Firm

RYAN INVESTMENTS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RYAN INVESTMENTS

TRUST BUT VERIFY

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