Kenneth G. Mchugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth G Mchugh, who also goes by Kenneth Gerard Mchugh, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1984. Kenneth had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2014 - October 9, 2018
S. GOLDMAN CAPITAL LLC
May 4, 2010 - December 17, 2012
QUAD CAPITAL, LLC
August 20, 2008 - January 27, 2010
LABRANCHE FINANCIAL SERVICES, LLC
June 16, 2003 - March 19, 2008
LEHMAN BROTHERS INC.
April 22, 1998 - February 15, 2002
LEHMAN BROTHERS INC.
January 1, 1996 - April 7, 1998
HSBC SECURITIES (USA) INC.
November 14, 1995 - January 1, 1996
JAMES CAPEL INCORPORATED
June 17, 1986 - May 30, 1994
JAMES CAPEL INCORPORATED
February 3, 1986 - July 15, 1986
FIRST INVESTORS MANAGEMENT COMPANY, INC.
January 11, 1985 - August 19, 1985
VAN ECK SECURITIES CORPORATION
September 24, 1984 - October 15, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/23/1999
Limited Representative-Equity Trader ExamCurrent Firm
S. GOLDMAN CAPITAL LLC
CRD#: 145107 / SEC#: , 8-67702
Contact information
Documents
Red Flags
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