Donald G. Dewaay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Gene Dewaay JR, who also goes by (jr) Donald Gene Dewaay, Don Dewaay, Donald Gene Jr Dewaay, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 7 firms and has passed the Series 63, Series 31, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2011 - March 29, 2012
COMMERCE WEALTH ADVISERS, LLC
August 31, 2006 - January 9, 2013
DEWAAY FINANCIAL NETWORK, LLC
August 2, 1999 - August 3, 2017
DEWAAY CAPITAL MANAGEMENT
August 3, 1989 - September 14, 2006
VSR FINANCIAL SERVICES, INC.
July 12, 1989 - August 3, 1989
VSR FINANCIAL SERVICES, INC.
January 27, 1988 - July 17, 1989
FSC SECURITIES CORPORATION
September 12, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
September 12, 1984 - January 22, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COMMERCE WEALTH ADVISERS, LLC
CRD#: 144449 / SEC#: 801-68078
Contact information
Red Flags
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