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Donald Gene Dewaay Jr

CRD# 1297174·Registered 1984 - 2012
Previously Registered: Being a previously registered professional could mean that Donald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donald Gene Dewaay JR, who also goes by (jr) Donald Gene Dewaay, Don Dewaay, Donald Gene Jr Dewaay, was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1984 - 2012. Donald had worked at 7 firms and has passed the Series 63, Series 31, Series 7, Series 22, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

(jr) Donald Gene Dewaay, Don Dewaay, Donald Gene Jr Dewaay

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

COMMERCE WEALTH ADVISERS, LLC·CRD# 144449
RIA
Clive, IA
February 14, 2011 - March 29, 2012
DEWAAY FINANCIAL NETWORK, LLC·CRD# 30767
BD
Clive, IA
August 31, 2006 - January 9, 2013
DEWAAY CAPITAL MANAGEMENT·CRD# 116214
RIA
West Des Moines, IA
August 2, 1999 - August 3, 2017
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
West Des Moines, IA
August 3, 1989 - September 14, 2006
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
July 12, 1989 - August 3, 1989
FSC SECURITIES CORPORATION·CRD# 7461
BD
January 27, 1988 - July 17, 1989
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
September 12, 1984 - December 24, 1986
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
September 12, 1984 - January 22, 1988

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Current Firm

CW
COMMERCE WEALTH ADVISERS, LLC

COMMERCE WEALTH ADVISERS, LLC | DEWAAY ADVISORY | DEWAAY ADVISORY, LLC | INSIGHT WEALTH MANAGEMENT | KARSTEN FINANCIAL, LP | STRATEGIC WEALTH ADVISORY GROUP | THE BOTSFORD GROUP, INC

CRD#: 144449 / SEC#: 801-68078

Contact Information

Main Address

8711 Northpark Court, Johnston, IA 50131

Documents

Latest Form ADV

Part 2 Brochures

COMMERCE WEALTH ADVISERS, LLC (3/28/2014)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Jul 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 1985About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jul 1985About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1984About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Dec 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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