William J. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William John Kennedy was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 1989 - September 25, 1990
TRI-BRADLEY INVESTMENTS
September 13, 1988 - November 21, 1989
ALLIED CAPITAL GROUP, INC.
April 27, 1987 - September 20, 1988
POWER SECURITIES CORPORATION
April 23, 1987 - May 1, 1987
AMERICAN FRONTEER FINANCIAL CORPORATION
August 22, 1984 - April 13, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRI-BRADLEY INVESTMENTS
CRD#: 14208 / SEC#: , 8-30394
Contact information
Documents
Red Flags
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