Joseph F. Folis
Professional summary
Joseph Francis Folis JR, who also goes by Joseph Francis Folis, is a registered financial advisor currently at FOCUS WEALTH ADVISORS LLC located in Bluffton, South Carolina.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Joseph has worked at 8 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Francis Folis JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2005 - Present
FOCUS WEALTH ADVISORS LLC
July 11, 2003 - June 7, 2006
FOCUS FINANCIAL GROUP INC.
April 14, 1994 - October 20, 2008
L.O. THOMAS & CO. INC.
May 5, 1992 - April 21, 1994
WALNUT STREET SECURITIES, INC.
January 23, 1991 - May 13, 1992
AMERICAN CAPITAL CORPORATION
May 19, 1989 - January 25, 1991
L.O. THOMAS & CO. INC.
November 23, 1988 - June 5, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 23, 1988 - June 5, 1989
PRUCO SECURITIES, LLC.
August 20, 1985 - November 16, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/10/2005)
(7/14/2011)
Exams
Current Firm
FOCUS WEALTH ADVISORS LLC
CRD#: 136026 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 147 |
| AUM (Assets Under Management) | $ 17,426,592 |
Red Flags
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