Robert L. Okada

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CRD#: 1297073

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Leland Okada, CFA, who also goes by Bob Okada, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Okada

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Past

March 10, 2020 - November 30, 2020

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

RIA

CRD#: 168256

PORTLAND, OR

Past

May 12, 2015 - February 7, 2019

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

VANCOUVER, WA

Past

August 28, 2002 - November 19, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

KETCHUM, ID

Past

August 14, 2002 - November 19, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 28, 1994 - December 5, 1995

TRANSGLOBAL INVESTMENTS INC.

CRD#: 29290

Past

February 11, 1994 - April 7, 1994

CAZENAVE AND CO., INC.

CRD#: 20721

WESTMINSTER, CO

Past

December 10, 1987 - December 1, 1988

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 24, 1984 - November 4, 1987

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

CRD#: 168256 / SEC#: 801-78748

RIA

Registered Investment Advisory firm - (11/5/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/13/2002

General Securities Representative Examination

Current Firm

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

CRD#: 168256 / SEC#: 801-78748

RIA

Registered Investment Advisory firm - (11/5/2013 Approved)

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Contact information

Main Address

15350 Sw Sequoia Parkway Suite 250, Portland, OR 97224

Mailing Address

Phone number

(971) 371-3444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARTINWRIGHT ADVISORY DISCLOSURE BROCHURE (11/2/2025)

YELLOWWOOD WEALTH SOLUTIONS WRAP PROGRAM BROCHURE (6/10/2025)

YELLOWWOOD WEALTH SOLUTIONS DISCLOSURE BROCHURE (6/10/2025)

TIAM DISCLOSURE BROCHURE (3/25/2025)

DISCLOSURE BROCHURE FOR WASHINGTON PARK ADVISORS (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,261
AUM (Assets Under Management)	$ 575,284,516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert L. Okada

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KMS FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

TRANSGLOBAL INVESTMENTS INC.

CAZENAVE AND CO., INC.

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

Primary Firm SEC Registration

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2002

Series 63

Date: 2/22/1994

Series 7

Date: 8/13/2002

Current Firm

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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