Michael A. Cornblum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Cornblum was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 3 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 1992 - January 15, 1996
MUNICIPAL GOVERNMENT INVESTMENT ASSOCIATES, INC.
October 4, 1990 - December 13, 1995
KIRSCHNER SECURITIES, INC.
January 14, 1989 - October 3, 1990
LIBERTY CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUNICIPAL GOVERNMENT INVESTMENT ASSOCIATES, INC.
CRD#: 28277 / SEC#: , 8-44544
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
