Alan Stevens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Stevens, who also goes by Alan Ben Stevens, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1984. Alan had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2003 - December 20, 2006
STEVENS, ALAN BEN
October 1, 2000 - February 7, 2003
STEVENS, ALAN BEN
May 5, 1989 - September 12, 1989
BLUMENTHAL SECURITIES, INC.
July 27, 1988 - November 14, 1988
BOYE HOLDINGS INC.
August 21, 1984 - September 23, 1986
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEVENS, ALAN BEN
CRD#: 37776 / SEC#: , 8-47950
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
