David J. Wadolny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Julius Wadolny was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2016 - August 23, 2019
HORIZON WEALTH MANAGEMENT
May 5, 2016 - August 12, 2016
LPL FINANCIAL LLC
February 28, 1997 - August 19, 2019
LPL FINANCIAL LLC
August 21, 1984 - March 11, 1997
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
HORIZON WEALTH MANAGEMENT
CRD#: 170255 / SEC#: 801-79492
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORIZON WEALTH MANAGEMENT
CRD#: 170255 / SEC#: 801-79492
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,073 |
| AUM (Assets Under Management) | $ 945,761,317 |
Red Flags
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