Gregory J. Martik

VALLEY BROOK CAPITAL GROUP

VENETIA, PA 15367

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CRD#: 1296865

Professional summary

Gregory Jon Martik, CFP® is a registered financial advisor currently at VALLEY BROOK CAPITAL GROUP located in Venetia, Pennsylvania.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Gregory has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 8 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Tax Planning

Insurance Planning

Comprehensive Financial Planni...

Estate Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GREGORY MARTIK INSURANCE SALES, VENETIA, PA, OCCASIONAL INSURANCE PRODUCT SALES DURING NORMAL TRADING HOURS. LESS THAN 1% OF TIME SPENT ON THIS ACTIVITY AND LESS THAN 1 HOUR PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Jon Martik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

November 23, 2004 - Present

VALLEY BROOK CAPITAL GROUP

Office #1: 538 Valley Brook Road Suite 400 Suite 100, Venetia, PA 15367

RIA

CRD#: 122460

VENETIA, PA

Past

February 8, 2005 - January 2, 2015

DAUTRICH, SEILER FINANCIAL SERVICES, INC.

CRD#: 29421

VENETIA, PA

Past

October 6, 1998 - October 27, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 21, 1994 - August 25, 1998

OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.

CRD#: 21304

BADEN, PA

Past

March 31, 1993 - February 10, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

October 14, 1986 - April 1, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

September 5, 1984 - April 17, 1985

CITISTREET EQUITIES LLC

CRD#: 7447

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY BROOK CAPITAL GROUP

CRD#: 122460 / SEC#: 801-113710

RIA

Registered Investment Advisory firm - (7/27/2018 Approved)

Ohio

Registered Investment Advisory firm - (4/21/2005 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/23/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/4/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 8

Date: 6/14/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

VALLEY BROOK CAPITAL GROUP

CRD#: 122460 / SEC#: 801-113710

RIA

Registered Investment Advisory firm - (7/27/2018 Approved)

Ohio

Registered Investment Advisory firm - (4/21/2005 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/22/2018 Terminated)

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Contact information

Main Address

538 Valley Brook Road Suite 100, Venetia, PA 15367

Mailing Address

Phone number

(724) 941-8625

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MSTWA (3/5/2025)

FORM ADV PART 2A (3/5/2025)

Regulatory assets under management

Total Number of Accounts	313
AUM (Assets Under Management)	$ 192,166,993

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Gregory J. Martik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Jon Martik's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAUTRICH, SEILER FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.

OSAIC WEALTH, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

CITISTREET EQUITIES LLC

Primary Firm SEC Registration

VALLEY BROOK CAPITAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/1994

Series 63

Date: 10/1/1984

SIE

Date: 1/2/2015

Series 7

Date: 12/19/1987

Series 6

Date: 9/4/1984

Series 8

Date: 6/14/1999

Current Firm

VALLEY BROOK CAPITAL GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALLEY BROOK CAPITAL GROUP

TRUST BUT VERIFY

Contact information

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