Thomas L. Reser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Lynn Reser was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 1997 - March 3, 2003
RANGEMARK CAPITAL MARKETS, INC.
June 12, 1997 - June 20, 1997
CX, INC.
February 6, 1997 - March 6, 2012
STEPHEN H. MCDONALD & ASSOCIATES, INC.
November 28, 1995 - June 10, 1996
MORGAN STANLEY DW INC.
March 21, 1995 - September 11, 1995
LINTZ GLOVER WHITE & COMPANY, INC.
June 29, 1989 - November 16, 1991
METROPOLITAN LIFE INSURANCE COMPANY
June 29, 1989 - November 16, 1991
MSI FINANCIAL SERVICES, INC.
August 22, 1984 - July 23, 1988
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RANGEMARK CAPITAL MARKETS, INC.
CRD#: 42025 / SEC#: , 8-49667
Contact information
Documents
Red Flags
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