Christopher C. Eastland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Carl Eastland, who also goes by Chris Carl Eastland, Christopher Eastland, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1984. Christopher had worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2002 - November 5, 2002
M.L. STERN & CO., LLC.
April 29, 2002 - July 16, 2002
RYAN BECK & CO.
October 24, 2001 - May 15, 2002
GRUNTAL & CO., L.L.C.
November 7, 1997 - January 8, 2001
TD AMERITRADE, INC.
April 16, 1992 - November 7, 1997
KENNEDY, CABOT & CO.
January 19, 1990 - July 12, 1991
TRIQUEST FINANCIAL, INC.
September 20, 1984 - January 15, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M.L. STERN & CO., LLC.
CRD#: 8327 / SEC#: , 8-25028
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
