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MA

Michael Ashker

CRD# 1296719·Registered 1984 - 2019
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Ashker was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1984 - 2019. Michael had worked at 9 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

BKS ADVISORS, LLC·CRD# 109065
RIA
Southfield, MI
December 1, 2017 - December 2, 2019
WEALTHCARE CAPITAL MANAGEMENT LLC·CRD# 111119
RIA
Richmond, VA
January 17, 2014 - September 5, 2017
PACIFIC WEST SECURITIES, INC.·CRD# 6390
BD
Renton, WA
August 1, 2000 - October 29, 2000
WELLS FARGO SECURITIES, LLC·CRD# 7665
BD
San Francisco, CA
November 17, 1995 - September 10, 1998
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 28, 1995 - November 13, 1995
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
April 14, 1993 - January 28, 1995
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - April 6, 1993
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED·CRD# 76
BD
April 5, 1989 - September 4, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 15, 1984 - March 29, 1989

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Current Firm

BA
BKS ADVISORS, LLC

BKS ADVISORS LLC | BRANDT KELLY & SIMMONS, L.L.C. | BKS ADVISORS, LLC

CRD#: 109065 / SEC#: 801-60022

Contact Information

Main Address

28411 Northwestern Hwy. Suite 760, Southfield, MI 48034

Documents

Latest Form ADV

Part 2 Brochures

BKS ADVISORS, LLC (3/26/2019)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1984About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Oct 1984About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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