Michael Ashker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ashker was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 9 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2017 - December 2, 2019
BKS ADVISORS, LLC
January 17, 2014 - September 5, 2017
WEALTHCARE CAPITAL MANAGEMENT LLC
August 1, 2000 - October 29, 2000
PACIFIC WEST SECURITIES, INC.
November 17, 1995 - September 10, 1998
WELLS FARGO SECURITIES, LLC
January 28, 1995 - November 13, 1995
UBS FINANCIAL SERVICES INC.
April 14, 1993 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
September 4, 1990 - April 6, 1993
WELLS FARGO CLEARING SERVICES, LLC
April 5, 1989 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
October 15, 1984 - March 29, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BKS ADVISORS, LLC
CRD#: 109065 / SEC#: 801-60022
Contact information
Red Flags
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