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Reed Ogden Griffith

CRD# 1296710·Registered 1984 - 2013
Previously Registered: Being a previously registered professional could mean that Reed is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Reed Ogden Griffith, who also goes by Reed O Griffith, was a registered financial advisor. Reed was a previously registered financial professional and started their career in finance 1984 - 2013. Reed had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Reed O Griffith

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

MCADAMS WRIGHT RAGEN, INC.·CRD# 45899
RIA
Bellevue, WA
September 15, 2003 - August 8, 2013
MCADAMS WRIGHT RAGEN, INC.·CRD# 45899
BD
Bellevue, WA
September 15, 2003 - August 8, 2013
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Bellevue, WA
September 25, 1991 - September 29, 2003
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
August 5, 1991 - September 29, 2003
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
June 2, 1986 - August 20, 1991
FOSTER & MARSHALL INC.·CRD# 321
BD
September 25, 1984 - June 4, 1986

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Current Firm

MW
MCADAMS WRIGHT RAGEN, INC.

MCADAMS WRIGHT RAGEN CAPITAL MANAGEMENT | MCADAMS WRIGHT RAGEN, INC. | MCADAMS WRIGHT RAGEN INSURANCE SERVICES

CRD#: 45899 / SEC#: 801-55918, 8-51232
BD
Terminated by SEC on 01/10/2015

Contact Information

Established

Washington since 07/17/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

MWR BROCHURE (7/31/2014)

Direct owners and executive officers

NamePositionCRD#
BAIRD FINANCIAL CORPORATIONSHAREHOLDER—
BOOTH, STEVEN GREGORYDIRECTOR2147388
DIRECTOR, DAVID JEROMEEXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/DIRECTOR1060159
GUAGLIARDO, ALICIA MARIASENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER2091180
MCADAMS, SCOTT WAYNEPRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR1559165
PURCELL, PAUL EDWARDDIRECTOR844873
RAGEN, BROOKS GEERCHAIRMAN OF THE BOARD/DIRECTOR370117
RAGEN, CAMERON BROOKSSENIOR VICE PRESIDENT2140003
ROGOWSKI, ROBERT JOHNMANAGING DIRECTOR & DEPART CHAIR, INVESTMENT BANKING1818321
SCHROEDER, MICHAEL JOHNDIRECTOR1483012
ZARCONE, DOMINICK PAULDIRECTOR2154034

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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