Stephen F. Maertzig
Professional summary
Stephen Frank Maertzig SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Stephen had worked at 3 firms, which includes HACKETT ASSOCIATES INC., HORNOR TOWNSEND & KENT LLC, PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 1991 - November 19, 1996
HACKETT ASSOCIATES, INC.
February 12, 1988 - December 2, 1991
HORNOR, TOWNSEND & KENT, LLC
October 10, 1984 - February 20, 1988
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HACKETT ASSOCIATES, INC.
CRD#: 2106 / SEC#: , 8-14538
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HACKETT, BURTIS MCHATTON JR | DIRECTOR, PRESIDENT, SECRETARY, TREASURER | 232918 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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