Brenda D. Bedford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Diann Bedford, who also goes by Brenda D Bedford, Brenda Diann Michalde, Brenda Diann Schettine, was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 1984. Brenda had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2010 - September 8, 2017
NATIONWIDE SECURITIES, LLC
May 28, 2009 - January 28, 2010
VALIC FINANCIAL ADVISORS, INC.
March 24, 2009 - January 28, 2010
VALIC FINANCIAL ADVISORS, INC.
May 1, 2007 - February 2, 2009
CETERA INVESTMENT SERVICES LLC
October 1, 2000 - April 16, 2007
WELLS FARGO CLEARING SERVICES, LLC
July 31, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
April 16, 1997 - July 20, 1999
MARKETING ONE SECURITIES, INC.
June 2, 1994 - March 28, 1997
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 17, 1984 - December 31, 1989
PFS INVESTMENTS INC.
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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