Mitchell L. Kupfer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Lawrence Kupfer was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1985. Mitchell had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2008 - September 19, 2011
ECHOTRADE LLC
March 2, 2005 - April 29, 2008
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
October 18, 2002 - April 29, 2003
A.B. WATLEY, INC.
June 27, 2001 - November 27, 2001
RUMSON CAPITAL, LLC
December 8, 2000 - June 22, 2001
SLS SECURITIES COMPANY
May 25, 1999 - August 29, 1999
ON-SITE TRADING, INC.
January 31, 1999 - March 9, 1999
GLOBALNETSECURITIES CORP.
March 19, 1985 - October 27, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 2/4/1999
Limited Representative-Equity Trader ExamCurrent Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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