Keith A. Bryan

BRYAN INVESTMENTS

Sabillasville, MD

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CRD#: 1296315

Professional summary

Keith Alan Bryan is a registered financial advisor currently at BRYAN INVESTMENTS, LLC located in Sabillasville, Maryland.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Keith has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Alan Bryan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2011 - Present

BRYAN INVESTMENTS, LLC

RIA

CRD#: 157826

Sabillasville, MD

Past

December 17, 2009 - July 18, 2011

INVESTFORLESS

RIA

CRD#: 151577

WHITE STONE, VA

Past

March 13, 2009 - September 8, 2009

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

GAITHERSBURG, MD

Past

March 13, 2009 - September 8, 2009

RBC CAPITAL MARKETS, LLC

CRD#: 31194

GAITHERSBURG, MD

Past

October 25, 1990 - March 13, 2009

FERRIS, BAKER WATTS, LLC

RIA

CRD#: 285

GAITHERSBURG, MD

Past

September 6, 1988 - March 13, 2009

FERRIS, BAKER WATTS, LLC

CRD#: 285

GAITHERSBURG, MD

Past

December 9, 1986 - September 12, 1988

CORBY CAPITAL MARKETS, INC.

CRD#: 7165

Past

February 18, 1986 - December 22, 1986

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

September 25, 1984 - March 5, 1986

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(8/19/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/5/1987

General Securities Principal Examination

Current Firm

BRYAN INVESTMENTS, LLC

CRD#: 157826 / SEC#:

Maryland

Registered Investment Advisory firm - (6/1/2011 Approved)

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Contact information

Main Address

Sabillasville, MD

Mailing Address

Phone number

(301) 241-3240

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	114
AUM (Assets Under Management)	$ 59,817,618

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith A. Bryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Alan Bryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTFORLESS

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

FERRIS, BAKER WATTS, LLC

FERRIS, BAKER WATTS, LLC

CORBY CAPITAL MARKETS, INC.

CITIGROUP GLOBAL MARKETS INC.

DERAND/PENNINGTON/BASS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/1999

Series 63

Date: 10/4/1984

Series 7

Date: 9/15/1984

Series 24

Date: 11/5/1987

Current Firm

BRYAN INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRYAN INVESTMENTS, LLC

TRUST BUT VERIFY

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